Independent AML/CFT Audit
An independent audit of your AML/CFT framework conducted by an external independent auditor. This service satisfies the mandatory independent audit function requirement introduced under paragraph 3.11 of the March 2025 Companies Registry AML/CFT Guideline for TCSP licensees. An internal employee cannot fulfil this requirement.
The independent audit function is a mandatory requirement under paragraph 3.11 of the March 2025 CR Guideline — not a recommended best practice. All TCSP licensees are required to establish this function. An internal employee does not satisfy the independence requirement. This requirement has been in effect since March 2025.
What the Audit Covers
Why This Matters for Your Licence Renewal
TCSP licence renewals require the Registrar to be satisfied that the licensee is meeting its ongoing obligations under the AMLO — which now includes the independent audit function under the March 2025 Guideline. Having a completed independent audit on record before your renewal application demonstrates active compliance. Arriving at renewal without an independent audit function in place is a material compliance gap.
No guessing games. What you see is what you pay.
Frequently Asked Questions
Everything you need to know about our Independent AML/CFT Audit
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Chat with us on WhatsApp →Satisfy the mandatory independent audit requirement.
As low as HK$20,000. External independent auditor. Written findings report delivered to senior management.